Luis Jose Gonzalez

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-10-10
TX	RA	APPROVED	2010-01-01

OH RA
APPROVED

Since 2023-10-10
TX RA
APPROVED

Since 2010-01-01

Branch Locations

Houston, TX • United States

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs International	Houston	TX	07/2002	Present
Ubs Financial Services Inc.	Houston	TX	01/2010	Present

07/2002 → Present

Ubs International

Houston, TX
01/2010 → Present

Ubs Financial Services Inc.

Houston, TX

Previous Registrations

2002-09-23 → 2010-01-01

Ubs International Inc.

Houston, TX

Houston, TX

Other Businesses

1)NAME OF THE OTHER BUSINESS: INVERSIONES CRIMEA S.A. (NO INVESTMENT RELATED) ADRESS OF THE BUSINESS: URB. LOS GUAYABITOS, CALLE LOMA LARGA, QTA. LI-LU-LE, CARACAS, VENEZUELA. NATURE OF THE OTHER BUSINESS: REAL ESTATE-LEASING TITLE: DIRECTOR THE START AND END DATES: 02/29/2000 TO 02/28/2005 TIME DEDICATED TO THE OTHER BUSINESS: NONE DUTIES RELATING TO THE OTHER BUSINESS: NONE. IT IS A 100 % FAMILY BUSINESS. NAME OF BUSINESS: LINGUA TYPE OF BUSINESS: TRANSLATION AND PROOFED READING SERVICE NON-TRADING HOURS TO BEGIN APRIL 15, 2008.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-20

S66 Uniform Combined State Law Examination

2002-09-20

View on SEC IAPD