Charles Patrick Newman

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Ubs Financial Services Inc.
  Chicago, IL

Previous Registrations

• 2003-01-21 → 2014-08-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Chicago, IL

Other Businesses

M42 Partners, LLC / 814 S Loomis Street Chicago,IL 60607 / Company/ Real Estate / Hold rental properties / Partner / / Operate rental property / Start Date 11/2/09 / LMVC Holdings, LLC / 4841 Woodland Avenue, Western Springs, IL 60558 / United States / No / Company / Agriculture & Livestock / Hold farm land. / Proprietor / owner / I am not actively involved with operating the farm. I have a 3-year agreement in place with a local farmer that operates the land and shares 1/3 of the profits from crop sales annually. / No / Start Date 2/1/2019

Exams

• S66 Uniform Combined State Law Examination
  2002-09-13