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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-05-06 |
| DE | RA | APPROVED | 2025-12-09 |
| CO | RA | APPROVED | 2022-09-13 |
| NV | RA | APPROVED | 2022-07-18 |
| OH | RA | APPROVED | 2021-10-04 |
| VT | RA | APPROVED | 2021-06-01 |
| NH | RA | APPROVED | 2021-04-30 |
| NY | RA | APPROVED | 2021-04-16 |
| HI | RA | APPROVED | 2021-02-12 |
| GA | RA | APPROVED | 2020-09-17 |
| MO | RA | APPROVED | 2020-01-14 |
| MD | RA | APPROVED | 2019-10-24 |
| KY | RA | APPROVED | 2017-10-06 |
| FL | RA | APPROVED | 2017-10-04 |
| LA | RA | APPROVED | 2017-07-12 |
| SC | RA | APPROVED | 2016-09-07 |
| MA | RA | APPROVED | 2016-04-15 |
| IN | RA | APPROVED | 2016-03-21 |
| MN | RA | APPROVED | 2016-03-21 |
| OR | RA | APPROVED | 2016-03-21 |
| WI | RA | APPROVED | 2016-03-21 |
| WA | RA | APPROVED | 2016-03-10 |
| WV | RA | APPROVED | 2016-03-08 |
| AZ | RA | APPROVED | 2016-03-03 |
| NC | RA | APPROVED | 2016-03-03 |
| CT | RA | APPROVED | 2016-03-02 |
| ME | RA | APPROVED | 2016-02-23 |
| NJ | RA | APPROVED | 2016-02-23 |
| CA | RA | APPROVED | 2016-02-22 |
| IL | RA | APPROVED | 2016-02-22 |
| PA | RA | APPROVED | 2016-02-22 |
| TX | RA | APPROVED_RES | 2016-02-22 |
| VA | RA | APPROVED | 2016-02-22 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Avon, CT • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Purchase | NY | 02/2016 | 11/2016 |
| Park Avenue Securities | Purchase | NY | 02/2016 | 11/2016 |
| Park Avenue Securities | Rye Brook | NY | 11/2016 | Present |
| Guardian Life Insurance | Rye Brook | NY | 11/2016 | Present |
| Guardian Life Insurance Company | Avon | CT | 06/2024 | Present |
| Park Avenue Securities | Avon | CT | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-27 |
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