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Current Employers
Intellicents Investment Solutions Inc

100 North Broadway, Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-13
CA RA APPROVED 2024-12-05
TX RA APPROVED 2024-12-04
  • AZ RA
    APPROVED
    Since 2025-02-13
  • CA RA
    APPROVED
    Since 2024-12-05
  • TX RA
    APPROVED
    Since 2024-12-04

Branch Locations

3031 West March Lane Ste 320 E, Stockton, CA 95219 • United States

100 North Broadway, Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Decisions, Inc. Stockton CA 07/2013 11/2020
Western Associates, Inc. Dba Western Associates Insurance Servic Stockton CA 07/2013 12/2024
Findec Wealth Services, Inc. Stockton CA 10/2020 12/2024
Findec Wealth Services, Inc. Stockton CA 11/2020 12/2024
Intellicents Investment Solutions Inc Albert Lea MN 12/2024 Present
Previous Registrations
  • 2021-01-11 → 2024-12-02
    Stockton, CA
    Stockton, CA
    Stockton, CA
  • 2013-07-25 → 2021-04-23
    Financial Decisions, Inc.
    Stockton, CA
    Stockton, CA
  • 2013-07-16 → 2013-07-16
    Financial Telesis Inc
    San Rafael, CA
    Stockton, CA
  • 2007-02-16 → 2013-06-26
    San Diego, CA
  • 2003-06-04 → 2007-12-31
    Marathon Advisors, Inc
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-10
  • S66 Uniform Combined State Law Examination
    2002-09-10
Designations

View on SEC IAPD

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