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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-04-30
TX RA APPROVED_RES 2018-04-27
  • PA RA
    APPROVED
    Since 2018-04-30
  • TX RA
    APPROVED_RES
    Since 2018-04-27

Branch Locations

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

1735 Market Street Suite 3110, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Radnor PA 03/2016 11/2016
Wells Fargo Clearing Services, Llc Radnor PA 11/2016 04/2018
Jpmorgan Chase Bank, N.A. Philadelphia PA 04/2018 Present
J.P. Morgan Securities Llc Philadelphia PA 04/2018 Present
Previous Registrations
  • 2016-03-01 → 2018-04-30
    Radnor, PA
    Radnor, PA
  • 2015-09-03 → 2016-03-23
    Credit Suisse Securities (Usa) Llc
    West Conshohocken, PA
  • 2007-03-07 → 2015-07-22
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2003-02-04 → 2004-07-16
    A. G. Edwards & Sons, Inc.
    Chicago, IL
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-03
  • S66 Uniform Combined State Law Examination
    2003-02-03
Other Names
  • Cary Ann Bakalik
  • Cary Ann Bakalik

View on SEC IAPD

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