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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2009 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2009 | Present |
1)INDEPENDENT INSURANCE AGENT, 2632 S 11TH ST, KALAMAZOO, MI, 8/2009 SELLING FIXED INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/YR - 10/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 8/2009 AS ADVISORY REP OF A RIA. INV REL - 1000 HR/YR- 1000/TRADING. 3)ASCENT ASSET GROUP 2632 SOUTH 11TH STREET KALAMAZOO, MI 49009. BEGAN 4/1/12 AS OWNER;FIRM NAME USED TO MARKET MYSELF AS A FINANCIAL ADVISOR. NO ACTIVITIES OUTSIDE OF BROKER/DEALER AND RIA ACTIVITIES PREVIOUSLY DISCLOSED. DEVOTES 50 HRS/WK. 1 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-02 |
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