Todd C Boswell

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → Present
  Northwestern Mutual Investment Services, Llc
  Little Rock, AR
• 06/2002 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. PLEXUS AMBASSADOR, PLEXUS WORLDWIDE, 6 ROSIER CT, LITTLE ROCK, , ARKANSAS, 72211, UNITED STATES OF AMERICA, MULTI-LEVEL-MARKETING, START DATE: 06/11/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SHARE INFORMATION ABOUT THE BENEFITS OF PLEXUS HEALTH PRODUCTS THAT I USE PERSONALLY. 3. OWNER, BELOWPAR LLC , LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/22/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40 - ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. OWNER, BOSWELLTH LLC, LEGAL ENTITY, START DATE: 10/22/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-17
• S63 Uniform Securities Agent State Law Examination
  2002-09-03