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Brendan James O'KEefe

Cambridge Investment Research Advisors, Inc.

Orleans, MA

CRD 4069517

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-04-16
  • MA RA
    APPROVED
    Since 2013-04-16

Branch Locations

Orleans, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research,Inc Fairfield IA 05/2005 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 05/2005 Present
Previous Registrations
Other Businesses

1)NDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)CPA, 25 POND RD, ORLEANS, MA, SINCE 9/1995. NIR - DEVOTES 0 HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-29
S63 Uniform Securities Agent State Law Examination 2000-11-10
  • S66 Uniform Combined State Law Examination
    2003-08-29
  • S63 Uniform Securities Agent State Law Examination
    2000-11-10

View on SEC IAPD

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