Carmen Lee Laster

Employer firm

Regent Peak Wealth Advisors, LLC CRD 298259

$786M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 05/2019 → Present
  Regent Peak Wealth Advisors, Llc
  Atlanta, GA
• 05/2019 → Present
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY

Previous Registrations

• 2016-03-18 → 2019-05-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 2003-10-22 → 2016-01-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
  Nashville, TN
  Atlanta, GA
  Atlanta, GA
  Birmingham, AL
• 2003-07-24 → 2003-09-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Athens , GA

Other Businesses

1)Regent Peak Wealth Advisors; investment related; See Registered Branch Office Location; RIA; cco; 5/2019; 160 hours/mo; 136 trading hours/mo; investment services. 2)Sheffield HOA; not investment related; 1352 Sheffield Pkwy. Marietta, GA 30062; Home Owners Association; Board Member; 3/2/2024; 2 hrs/mo; 0 hrs during trading; Board member for neighborhood homeowner's association. Quarterly board meetings and annual HOA meetings for entire neighborhood.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-07

Other Names

• Carmen N. Lee
• Carmen N. Lee
• Carmen Nicole Lee
• Nikki Lee
• Carmen L Laster