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200 Galleria Pkwy Se Suite 1175, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-02-15 |
Branch Locations
200 Galleria Pkwy Se Suite 1175, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 03/2016 | 05/2019 |
| Regent Peak Wealth Advisors, Llc | Atlanta | GA | 05/2019 | Present |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 05/2019 | Present |
1)Regent Peak Wealth Advisors; investment related; See Registered Branch Office Location; RIA; cco; 5/2019; 160 hours/mo; 136 trading hours/mo; investment services. 2)Sheffield HOA; not investment related; 1352 Sheffield Pkwy. Marietta, GA 30062; Home Owners Association; Board Member; 3/2/2024; 2 hrs/mo; 0 hrs during trading; Board member for neighborhood homeowner's association. Quarterly board meetings and annual HOA meetings for entire neighborhood.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-07 |
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