Joseph Cantanucci

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2001 → 06/2023
  Mml Investors Services
  Pleasanton, CA
• 03/2001 → 06/2023
  Mass Mutual Life Insurance
  Pleasanton, CA
• 06/2023 → Present
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2003-05-16 → 2023-02-02
  Mml Investors Services, Llc
  San Francisco, CA
  San Francisco, CA
  Mclean, VA

Other Businesses

1) 5/23/2023- Advisorlink - DBA for LPL Business (entity for LPL business) - Inv. Related- At reported business location(s) - start date 6/4/2023- 160hrs/mth 2) 11/20/2023 - MassMutual Northern California - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/27/2023 - 2 Hours Per Month/ During Trading 3) 11/27/2023 - InsureTech Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 0 Hours Per Month/ During Trading 4) 06/09/2026 - Summit Ridge Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/28/2026 - 80 hours per month/ 0 hours during trading 5) 06/09/2026 - Highcrest Holdings - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/28/2026 - 80 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2003-05-05
• S63 Uniform Securities Agent State Law Examination
  2001-06-19