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Oliver James Hannay

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

CRD 4558867

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2011-11-14
TX RA APPROVED_RES 2005-07-28
NJ RA APPROVED 2003-10-21
  • NH RA
    APPROVED
    Since 2011-11-14
  • TX RA
    APPROVED_RES
    Since 2005-07-28
  • NJ RA
    APPROVED
    Since 2003-10-21

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Hopewell NJ 09/2003 Present
  • 09/2003 → Present
    Merrill Lynch
    Hopewell, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-12
  • S66 Uniform Combined State Law Examination
    2002-09-12

View on SEC IAPD

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