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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-28 |
Branch Locations
1414 Main St Ste 1800, Springfield, MA 01144-7067 • United States
Springfield, MA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Springfield | MA | 04/2006 | 04/2018 |
| Ameriprise Financial Services Inc | Springfield | MA | 04/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Springfield | MA | 03/2020 | Present |
Real Estate Ownership; Single Family; 93 Taunton Ave, , Dennis, MA, 02638; Not Investment-Related; 02/01/2023. Other Business Activities; email mentor; speaking with high school students about careers in finance; wendover road, , springfield, MA, 01108; Investment-Related; 12/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-13 |
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