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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-28
  • TX RA
    APPROVED_RES
    Since 2022-07-28

Branch Locations

Dennis, MA • United States

1414 Main St Ste 1800, Springfield, MA 01144-7067 • United States

Springfield, MA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Springfield MA 04/2006 04/2018
Ameriprise Financial Services Inc Springfield MA 04/2018 03/2020
Ameriprise Financial Services, Llc Springfield MA 03/2020 Present
  • 04/2006 → 04/2018
    Raymond James & Associates
    Springfield, MA
  • 04/2018 → 03/2020
    Ameriprise Financial Services Inc
    Springfield, MA
  • 03/2020 → Present
    Springfield, MA
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 93 Taunton Ave, , Dennis, MA, 02638; Not Investment-Related; 02/01/2023. Other Business Activities; email mentor; speaking with high school students about careers in finance; wendover road, , springfield, MA, 01108; Investment-Related; 12/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-13
  • S66 Uniform Combined State Law Examination
    2000-03-13
Other Names
  • Daryl Devillier

View on SEC IAPD

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