Russell William May

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-29

TX RA
APPROVED

Since 2021-01-29

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Dallas	TX	07/2011	01/2021
Stifel Nicolaus & Co Inc	Dallas	TX	01/2021	Present

07/2011 → 01/2021

Bank Of America, N.A.

Dallas, TX
01/2021 → Present

Stifel Nicolaus & Co Inc

Dallas, TX

Previous Registrations

2009-09-04 → 2021-02-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
1998-10-22 → 2009-09-15

Ubs Financial Services Inc.

Dallas, TX

Dallas, TX

Other Businesses

1. Trust Committee member on a Non-Family Trust 2. Trust Committee member on a Non-Family Trust

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-03
S63	Uniform Securities Agent State Law Examination	1998-10-21

S65 Uniform Investment Adviser Law Examination

1998-11-03
S63 Uniform Securities Agent State Law Examination

1998-10-21

Designations

Certified Financial Planner

View on SEC IAPD