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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-20
  • TX RA
    APPROVED
    Since 2022-07-20

Branch Locations

Fort Worth, TX • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Arlington TX 11/2006 06/2022
Raymond James & Associates, Inc Fort Worth TX 06/2022 Present
Previous Registrations
  • 2006-12-01 → 2022-06-23
    Dallas, TX
    Fort Worth, TX
    Fort Worth, TX
    Dallas, TX
    Dallas, TX
    New York, NY
    Dallas, TX
    Dallas, TX
    Biloxi, MS
    Ridgeland, MS
    New Orleans, LA
    Tupelo, MS
    Meridian, MS
    Amarillo, TX
    Wichita Falls, TX
    Roswell, NM
    Hobbs, NM
    Midland, TX
    Dallas, TX
    Hobbs, NM
    Shreveport, LA
Other Businesses

(1) Name of Business: Address: 7559 Kurtz Ct, Fort Worth, TX, 76120, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/20/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renting out my property part time as an airbnb. Managing, cleaning and marketing for the property. (2) Name of Business: Wag Address: 7559 Kurtz Ct. , Fort Worth, TX, 76120, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 04/27/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would be dog sitting in my home and some dog walking in the evenings. Hours will vary depending on how many sitting jobs I accept.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-08
  • S66 Uniform Combined State Law Examination
    2005-08-08
Other Names
  • Sharon Rose Rizer
  • Sharon Rose Shaffell
  • Sharon Rose Redmond

View on SEC IAPD

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