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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-24 |
| PA | RA | APPROVED | 2024-03-21 |
Branch Locations
Port St Lucie, FL • United States
301 Oxford Valley Rd Ste 1202A, Yardley, PA 19067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gibson & Mayer, P.C. | Yardley | PA | 07/1999 | 10/2017 |
| Waterstone Financial Group | Itasca | IL | 01/2006 | 10/2017 |
| Lpl Financial Llc | Yardley | PA | 09/2009 | 10/2017 |
| Cetera Advisors Llc | Denver | CA | 10/2017 | Present |
| Wealth Management Advisors | Yardley | PA | 08/2004 | Present |
| Gibson & Mayer, Pc | Yardley | PA | 07/1999 | Present |
| Gibson/Mayer, Llc | Yardley | PA | 11/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. WEALTH MANAGEMENT ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 8/2004,, REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 10, MAY BE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES: RECOMMEND MUTUAL FUNDS AND VARIABLE ANNUITY PRODUCTS; 2. GIBSON & MAYER, PC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, CPA FIRM, STARTED 7/1999, POSITION/TITLE/RELATIONSHIP: PARTNER/CPA, APX 35 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PREPARE FINANCIAL STATEMENTS, TAX RETURN PREP & BUSINESS CONSULTING SERVICES; 3. GIBSON/MAYER, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, CPA FIRM, STARTED 11/2005, POSITION/TITLE/RELATIONSHIP: PARTNER/CPA, APX 35 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: :PREPARE FINANCIAL STATEMENTS, TAX RETURN PREP & BUSINESS CONSULTING SERVICES; 4. N/A, NOT INVESTMENT RELATED, 8880 S OCEAN DR, UNIT 506, JENSEN BEACH, FL, 34957, REAL ESTATE, STARTED 1/2012, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RENTAL REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-02 |
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