Best Investors Account Sign in

Michael Mcrae Dellinger

Ubs Financial Services Inc.

Houston, TX

CRD 4558550

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-14
  • TX RA
    APPROVED
    Since 2009-01-14

Branch Locations

4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 01/2009 Present
Previous Registrations
  • 2004-01-09 → 2009-01-20
    Morgan Stanley & Co. Llc
    Houston, TX
    Houston, TX
    New York, NY
Other Businesses

1) Texas MSF Program - Advisory Council / Austin United States,Texas www.utexas.edu / No/ Renee de Lota advisory council to MSF Program / No / Other / advisory council to MSF Program / advice to students / Start Date 9/16/15 2) McCombs MBA Alumni Board / Austin United States,Texas www.utexas.edu / No/ Jason Downie Advisory to McCombs MBA Program, Liason to Alumni / No / Other / Member of Adviosry Board / Advice to Texas MBA program office / Start Date 10/1/11 3)The Chancellor's Council Executive Committee / Austin United States,Texas www.utexas.edu / No/ Ashlynn Dickey Work with Chancellors Office at UT / No / Other / member of large executive committee / none / Start Date 10/1/14

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-24
  • S66 Uniform Combined State Law Examination
    2003-10-24
Other Names
  • Michael Mahae Dellinger
  • Michael Mcrae Dellinger

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Houston, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor