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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-01-14 |
Branch Locations
4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 01/2009 | Present |
1) Texas MSF Program - Advisory Council / Austin United States,Texas www.utexas.edu / No/ Renee de Lota advisory council to MSF Program / No / Other / advisory council to MSF Program / advice to students / Start Date 9/16/15 2) McCombs MBA Alumni Board / Austin United States,Texas www.utexas.edu / No/ Jason Downie Advisory to McCombs MBA Program, Liason to Alumni / No / Other / Member of Adviosry Board / Advice to Texas MBA program office / Start Date 10/1/11 3)The Chancellor's Council Executive Committee / Austin United States,Texas www.utexas.edu / No/ Ashlynn Dickey Work with Chancellors Office at UT / No / Other / member of large executive committee / none / Start Date 10/1/14
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-24 |
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