Michael Alan Alfred

Employer firm

Relation Wealth Management, Inc. CRD 329961

$541M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 10/2019
  Nationwide Securities, Llc
  Kannapolis, NC
• 09/2019 → 12/2022
  Lpl Financial Llc
  Gastonia, NC
• 08/2017 → 12/2019
  Glick Insurance
  Gastonia, NC
• 12/2019 → Present
  Relation Insurance, Inc.
  Charlotte, NC
• 06/2025 → Present
  Relation Wealth Management, Inc.
  Denver, NC

Previous Registrations

• 2019-09-30 → 2022-12-22
  Lpl Financial Llc
  Fort Mill, SC
  Gastonia, NC
  Gastonia, NC
• 2009-05-14 → 2019-10-02
  Nationwide Securities, Llc
  Rocky Hill, CT
  Columbus, OH
  Rocky Hill, CT
  Charlotte, NC
  Columbus, OH
  Gastonia, NC
  Burlington, NC
  Conover, NC
  Kannapolis, NC

Other Businesses

1) Relation Insurance, Inc.; Not investment-related; Denver, NC 28037; Insurance Agent; Insurance sales; Implementation of insurance recommendations; 10% of time during the month.

Exams

• S66 Uniform Combined State Law Examination
  2009-08-22

Designations

• Chartered Financial Consultant