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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-04
TX RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2024-09-04
  • TX RA
    APPROVED
    Since 2018-11-02

Branch Locations

2550 E State Hwy 121 Bldg 6, Lewisville, TX 75056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Dallas TX 12/2005 11/2018
Osaic Wealth, Inc. Dallas TX 11/2018 Present
  • 12/2005 → 11/2018
    Signator Investors, Inc.
    Dallas, TX
  • 11/2018 → Present
    Dallas, TX
Previous Registrations
  • 2006-10-04 → 2018-11-02
    Signator Investors, Inc.
    Dallas, TX
Other Businesses

1. NFOCUS FINANCIAL PARTNERS POSITION: Founding Partner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 04/07/2014 ADDRESS: 17300 Dallas Parkway, Ste 3060, Dallas TX 75248, United States DESCRIPTION: Financial Advisor, Business Owner 2. LUCAS LAWSON POSITION: Lucas Lawson NATURE: Fixed Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2002 ADDRESS: 17300 Dallas Parkway, Ste 3060, Dallas TX 75248, United States DESCRIPTION: The sale of Fixed Insurance 3. BUILDING 6, LLC POSITION: Owner/Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/20/2026 ADDRESS: 2550 E State Hwy 121, Building 6, Lewisville TX 75056, United States DESCRIPTION: Purchased building for the sole purpose to move my financial advisory practice, NFocus Financial Partners, into. We are the only occupant of the building, I closed on the property on 03/11/2026 and plan to fully transition the branch address by June 1st.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-03
S63 Uniform Securities Agent State Law Examination 2002-08-26
  • S65 Uniform Investment Adviser Law Examination
    2006-07-03
  • S63 Uniform Securities Agent State Law Examination
    2002-08-26

View on SEC IAPD

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