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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

14951 Dallas Pkwy Suite 820, Dallas, TX 75254 • United States

Carrollton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Dallas TX 01/2007 Present
Raymond James Financial Services Advisors, Inc Dallas TX 01/2009 Present
Military Installations Dallas TX 04/2010 Present
Smu Campus Dallas TX 07/2010 Present
N/A Dallas TX 03/2010 Present
Munn & Morris Financial Advisors Dallas TX 10/2006 Present
Southern Methodist University Dallas TN 03/2010 12/2024
Gulf Winds Credit Union Pensacola FL 04/2016 Present
Munn Gray & Associates, Inc. Dallas TX 01/2023 Present
  • 01/2007 → Present
    Raymond James Financial Services
    Dallas, TX
  • 01/2009 → Present
    Dallas, TX
  • 04/2010 → Present
    Military Installations
    Dallas, TX
  • 07/2010 → Present
    Smu Campus
    Dallas, TX
  • 03/2010 → Present
    N/A
    Dallas, TX
  • 10/2006 → Present
    Munn & Morris Financial Advisors
    Dallas, TX
  • 03/2010 → 12/2024
    Southern Methodist University
    Dallas, TN
  • 04/2016 → Present
    Gulf Winds Credit Union
    Pensacola, FL
  • 01/2023 → Present
    Munn Gray & Associates, Inc.
    Dallas, TX
Previous Registrations
  • 2005-09-02 → 2007-01-08
    First Command Brokerage Services, Inc.
    Town And Country, MO
    Ballwin, IL
  • 2005-01-05 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

(1)Name of Business: Borden Hamman Insurance Agency Address: 14180 Dallas Parkway, Dallas, TX, 75254, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 03/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This company is an insurance general agency and I will be referring non-investment related insurance product sales opportunities to them for a split of the insurance commission.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-26
S63 Uniform Securities Agent State Law Examination 2002-08-01
  • S65 Uniform Investment Adviser Law Examination
    2004-11-26
  • S63 Uniform Securities Agent State Law Examination
    2002-08-01
Designations

View on SEC IAPD

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