Christopher Eero Helin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-29
TX	RA	APPROVED	2023-06-29

NY RA
APPROVED

Since 2023-06-29
TX RA
APPROVED

Since 2023-06-29

Branch Locations

Setauket, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	New York	NY	09/2005	06/2023
Lpl Financial Llc	Setauket	NY	06/2023	Present

09/2005 → 06/2023

Ameriprise Financial Services, Inc.

New York, NY
06/2023 → Present

Lpl Financial Llc

Setauket, NY

Previous Registrations

2010-11-01 → 2023-07-06

Ameriprise Financial Services, Llc

New York, NY

New York, NY

Melville, NY

Islandia, NY

Other Businesses

1) 04/2023 - Platinum Cove Capital Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start 06/30/2023 - 160 Hrs per month 2) 04/2023 - Dune Walk Wealth Management Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start 06/30/2023 - 160 Hrs per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-08

S66 Uniform Combined State Law Examination

2002-10-08

Designations

Certified Financial Planner

Other Names

Chris Helin

View on SEC IAPD