Michael John Falcon

Current Employers

Employment History

• 07/2002 → 10/2019
  1St Global Capital Corp.
  Swansea, MA
• 01/2003 → 10/2019
  1St Global Advisors, Inc
  Swansea, MA
• 09/2004 → 09/2025
  Avantax Insurance Services, Inc.
  Swansea, MA
• 01/2004 → Present
  Falcon's Financial & Tax Service Corp.
  Swansea, MA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Swansea, MA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Swansea, MA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Swansea, MA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Swansea, MA
• 2003-01-16 → 2019-10-25
  1St Global Advisors Inc
  Swansea, MA

Other Businesses

1) NAME OF OTHER BUSINESS: FALCONS FINANCIAL AND TAX SERVICES CORP; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND ACCOUNTING SERVICES; START DATE: 01/2004; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: PROVIDE ACCOUNTING, TAX RETURN PREPARATION, FINANCIAL AND INSURANCE SERVICES; 2) RENTAL PROPERTY POSITION: Owner NATURE: I own the property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/27/2015 ADDRESS: 435 Wilbur Ave, Swansea MA 02777, United States DESCRIPTION: Property management in a limited status. 3) ST MICHAELS FCU POSITION: Board of Directors NATURE: Providing assistance to the ceo of the credit union. Dealing with normal credit union operations. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/19/2017 ADDRESS: 60 Garside St, Fall River MA 02720, United States DESCRIPTION: Dealing with operation strategies related to credit unions. Editing procedures, dealing with merchants through the ceo.

Exams

• S66 Uniform Combined State Law Examination
  2002-12-12