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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2002-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | San Antonio | TX | 07/2002 | Present |
| Bank Of America, N.A. | San Antonio | TX | 05/2011 | Present |
(1) F. M W, III TRUST INVESTMENT RELATED: (YES OR NO)YES SAN ANTONIO, TX 78209 TRUST YOUR POSITION, TITLE, ASSOCIATION: TRUSTEE 1/1/2003 NUMBER OF HOURS DEVOTED PER MONTH: <1 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: <1 DUTIES: MANAGE INVESTMENT I*26871FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TWELTH STREET WAREHOUSEINVESTMENT RELATED: NADDRESS OF BUSINESS: SAN ANTONIO, TEXAS 78209NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 0001-01-01NUMBER OF HOURS DEVOTED: 6 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY MOTHER AND UNCLE OWN A SMALL BUSINESS THAT OWNS A FEW BUILDINGS THAT THEY RENT OUT. I AM A BOARD MEMBER AND WE MEET 3 TIMES/YR. I*960231For profit or not for profit: Entity For ProfitName of outside business organization: LLCInvestment related: NAddress of business: San Antonio, Texas, 78209Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 6/1/2022Number of hours devoted: 1 hour Monthly, Number of hours devoted during trading hours: 0Duties: , ranching adn building fences and digging ponds and hunting. I*1962306, Entity Type not for profit, Name of OBA: San Antonio Academy Finance Committee Address: San Antonio, TX 78212 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/05/2024 No Hours: 2 monthly No Hours during trading: 0 Duties: I am on the board and everyone is supposed to be on a committee. I am joining finance committee. I will have NO ACCESS to funds and will be discussing things like the school budget. I*2026456, Entity Type, Entity Charitable, Name of OBA: Charity Ball Association CBA, Address: San Antonio, TX, 78298, Investment Related: No, Position, Title, Association: Board Mbr, Employee Start Date: 10/31/2024, No Hours: 4hrs/Ann, No Hours during trading: 1, Duties: The CBA is an organization that support childrens charities in the Bexar County Area. I*484531, Entity Type Fiduciary, Name of OBA: Power of Attorney for J W Address: San Antonio, Texas, 78209 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 22-Jul-2013 No Hours: 1 yearly No Hours during trading: 1 yearly Duties: I*2077279, Entity Type Fiduciary, Name of OBA: G Trusts created out of will Address: Bellevue, Washington, 98005 Investment Related: Yes Position, Title, Association: Successor Trustee Employee Start Date: 08-Nov-2024 No Hours: 1 monthly No Hours during trading: 1 monthly Duties: I*4676269 Entity Type: Fiduciary role Name of OBA: M. W. JR TTEE U/A DTD 05/16/2002 BY GEN F. P W. ET AL Address: San Antonio, Texas, 78209 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 06/08/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Trustee/Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-24 |
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