Douglas James Ambrose

Current Employers

Employment History

• 04/2012 → 01/2025
  Tdameritrade Inc
  Beachwood, OH
• 01/2025 → 05/2025
  Osaic Wealth, Inc.
  Orange Village, OH
• 05/2025 → Present
  Fsm Wealth Advisors, Llc D/B/A Journey Wealth Management, Llc
  Cleveland, OH
• 02/2020 → 01/2025
  Lincoln Financial Advisors Corp.
  Orange Village, OH

Previous Registrations

• 2025-01-24 → 2025-05-21
  Osaic Wealth, Inc.
  Westlake, OH
  Orange Village, OH
• 2020-02-03 → 2025-01-24
  Osaic Fa, Inc.
  Westlake, OH
  Orange Village, OH
• 2012-04-25 → 2020-02-05
  Td Ameritrade, Inc.
  Orange Village, OH
• 2012-04-25 → 2020-02-05
  Td Ameritrade Investment Management, Llc
  Beachwood, OH
  Orange Village, OH
• 2012-02-29 → 2012-04-24
  Pnc Wealth Management Llc
  Mentor, OH
  Middleburg Heights, OH
  Berea, OH
  Berea, OH
  Cleveland, OH
• 2004-11-04 → 2011-12-08
  Strategic Advisers Llc
  Woodmere Village, OH
  Columbus, OH
• 2004-08-23 → 2004-11-02
  Fidelity Personal Trust Company, Fsb
  Columbus, OH

Other Businesses

1.) Douglas Ambrose, 2001 Crocker Rd., Ste. 400, Westlake, OH 44145 Category: Insurance Investment Related: Yes Title: Agent Duties: Offer and service fixed insurance product such as fixed annuities, long-term care, and traditional life insurance. Start Date: 02/03/2020 Hours per Month: 20 Hours per Month during trading hours: 20 Update Form BR: Yes Website Address: N/A

Exams

• S66 Uniform Combined State Law Examination
  2004-08-13
• S63 Uniform Securities Agent State Law Examination
  2001-08-22

Designations