Brooke Eliot Barnes

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-05-21

CA RA
APPROVED

Since 2012-05-21

Branch Locations

2491 Alluvial Ave., Ste. #100, Clovis, CA 93611 • United States

3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha / United	Concord	CA	05/2006	Present

05/2006 → Present

Mutual Of Omaha / United

Concord, CA

Other Businesses

Insurance Agent; Non-Investment Related; Start Date 11/2002; Insurance line of business: Life, health, annuity - hours/per week during trading hours 40

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-18
S63	Uniform Securities Agent State Law Examination	2003-08-15

S66 Uniform Combined State Law Examination

2012-05-18
S63 Uniform Securities Agent State Law Examination

2003-08-15

View on SEC IAPD

Current Employers

Mutual Of Omaha Investor Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews