Thomas Allen Singletary

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-04-14

TX RA
APPROVED

Since 2009-04-14

Branch Locations

Four Chasewood, 20329 State Highway 249 Suite 150, Houston, TX 77070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Houston	TX	04/2009	Present

04/2009 → Present

Stifel Nicolaus & Co Inc

Houston, TX

Previous Registrations

2008-01-01 → 2009-04-16

Wells Fargo Clearing Services, Llc

The Woodlands, TX
2004-09-23 → 2008-01-01

A. G. Edwards & Sons, Inc.

Spring, TX

St. Louis, MO

Spring, TX

Other Businesses

1. KMS PAD 1 PARTNERS, LTD 2. KMS EQUITY PARTNERS, LLC; COMMERCIAL LAND PURCHASE/ DEVELOPMENT; 0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS. 3. Lake Shore Cove Homeowners Association, Inc; PO Box 9184, The Woodlands, TX 77387; Non-profit homeowners association board; Appointed member; Preside over meetings as necessary, set and execute annual budget, enforce community rules and deed restrictions; 05/25/2023; 5 Hours per Month; During Securities Trading Hours; Not Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-22
S63	Uniform Securities Agent State Law Examination	2002-08-24

S66 Uniform Combined State Law Examination

2004-09-22
S63 Uniform Securities Agent State Law Examination

2002-08-24

Designations

View on SEC IAPD