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Michael R Cavaliere

Morgan Stanley

Hauppauge, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED 2018-05-24
NJ RA APPROVED 2017-11-28
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2018-05-24
  • NJ RA
    APPROVED
    Since 2017-11-28

Branch Locations

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cabotlodge Securities Llc New York NY 09/2014 12/2016
Democracy Funding, Llc Arlington VA 01/2017 11/2017
Morgan Stanley Hauppauge NY 11/2017 Present
  • 09/2014 → 12/2016
    Cabotlodge Securities Llc
    New York, NY
  • 01/2017 → 11/2017
    Democracy Funding, Llc
    Arlington, VA
  • 11/2017 → Present
    Morgan Stanley
    Hauppauge, NY
Previous Registrations
  • 2015-02-09 → 2016-12-02
    Cl Wealth Management Llc
    New York, NY
  • 2010-03-03 → 2013-05-13
    Alliancebernstein L.P.
    New York, NY
  • 2009-05-07 → 2010-02-02
    Chase Investment Services Corp.
    New York, NY
    New York, NY
  • 2007-04-02 → 2008-01-15
    Morgan Stanley & Co. Llc
    New York, NY
  • 2004-08-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Purchase, NY
    Jersey City, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-08-28
S65 Uniform Investment Adviser Law Examination 2002-08-27
  • S63 Uniform Securities Agent State Law Examination
    2002-08-28
  • S65 Uniform Investment Adviser Law Examination
    2002-08-27
Designations
Other Names
  • Michael Cavaliere
  • Michael Cavaliere
  • Michael R Cavaliere Iii
  • Michael R Cavaliere
  • Michael R Cavaliere Iii
  • Michael R Cavaliere
  • Michael R Cavaliere
  • Michael R Cavaliere

View on SEC IAPD

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LANNY JOEL WEISMAN
CHRISTOPHER J VARGAS
DAVID JOHN JENSEN
DYLAN JOSEPH GUERRERA
PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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