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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-30 |
Branch Locations
9595 Six Pines Dr Suite 8210, The Woodlands, TX 77380 • United States
Spring, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl | Houston | TX | 02/2016 | 09/2019 |
| Cetera Investment Advisers Llc | The Woodlands | TX | 10/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2019 | Present |
1. MCCOY WEALTH MANAGEMENT LLC, 50% OWNER WITH WIFE OTHER 50% OWNER, BUSINESS DONE THROUGH CETERA,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-24 |
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