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Yue Lin

LPl Enterprise, LLC

Holmdel, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. East Brunswick NJ 04/2018 11/2024
Delfy Music Inc Edison NJ 01/2010 Present
Lpl Enterprise, Llc East Brunswick NJ 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-27
S63 Uniform Securities Agent State Law Examination 2018-08-23
  • S65 Uniform Investment Adviser Law Examination
    2020-08-27
  • S63 Uniform Securities Agent State Law Examination
    2018-08-23
Other Names
  • Jim Lin
  • Jim Lin

View on SEC IAPD

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