Richard Park

Current Employers

Employment History

• 10/2013 → 08/2019
  Royal Alliance
  Kailua, HI
• 01/2002 → Present
  Richard Park Iii
  Kailua, HI
• 09/2019 → 09/2023
  Sagepoint Financial, Inc
  Honolulu, HI
• 09/2023 → 01/2024
  Osaic Wealth, Inc.
  Honolulu, HI
• 01/2024 → Present
  The Strategic Financial Alliance, Inc.
  Atlanta, GA

Previous Registrations

• 2023-09-01 → 2024-01-11
  Osaic Wealth, Inc.
  Ewa Beach, HI
  Honolulu, HI
• 2019-09-10 → 2023-09-01
  Osaic Services, Inc.
  Honolulu, HI
• 2013-10-21 → 2019-09-03
  Osaic Wealth, Inc.
  Kailua, HI
  Honolulu, HI
• 2009-02-06 → 2013-10-21
  Ameriprise Financial Services, Llc
  Honolulu, HI
• 2003-12-17 → 2009-01-28
  Valic Financial Advisors, Inc.
  Honolulu, HI
  Honolulu, HI

Other Businesses

1) Name: Certified Divorce Financial Analyst Position: Owner/Sole Proprietor Nature: Assist divorcing individuals with hypotheticals with different division of asset scenarios. Help with pension calculations, spouse/child support calculations, real estate division calculations, budgeting, mediation support, litigation support. Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 03/08/2017 Address: 91-1027 Kaihohonu Street, Ewa Beach HI 96706, United States Description: Assist divorcing individuals with hypotheticals with different division of asset scenarios. Help with pension calculations, spouse/child support calculations, real estate division calculations, budgeting, mediation support, litigation support. 2) Name: Hawaii Spartan Ohana Position: Owner/Sole Proprietor Nature: Organizing and selling promotional items such as t-shirts, stickers, etc., for our Spartan group to raise funds for training equipment and supplies for training. Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 10/05/2018 Address: 91-1027 Kaihohonu Street, Ewa Beach HI 96706, United States Description: organize printing of shirts and stickers, etc. 3) Name: Life Insurance Position: Owner/Sole ProprietorNature: Life insurance, LTC, Hybrid Life/LTC Investment Related: Yes Hours: 5 Securities Trading Hours: 0 Start Date: 10/05/2022 Address: 91-1027 Kaihohonu Street, Ewa Beach HI 96706, United States Description: Evaluate and offer life and ltc protection options. 4.) Name: Keihatsu Capital LLC Position: Owner/Sole ProprietorNature: Financial services, investments, financial planning, managed accounts Investment Related: Yes Hours: 160 Securities Trading Hours: 80 Start Date: 10/05/2022 Address: 91-1027 Kaihohonu Street, Ewa Beach HI 96706, United States Description: meet with clients, run financial plan, help with planning and investments.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-16
• S63 Uniform Securities Agent State Law Examination
  2002-07-27