David Ryan Peterson

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-11-01
MN	RA	APPROVED	2013-11-19
IA	RA	APPROVED	2012-12-04

TX RA
APPROVED_RES

Since 2016-11-01
MN RA
APPROVED

Since 2013-11-19
IA RA
APPROVED

Since 2012-12-04

Branch Locations

380 Saint Peter Street Suite 1000, St. Paul, MN 55102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	St. Paul	MN	12/2012	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

12/2012 → Present

Morgan Stanley Smith Barney Llc

St. Paul, MN
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2002-09-26 → 2012-12-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

St Paul, MN

Saint Paul, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-19

S66 Uniform Combined State Law Examination

2002-09-19

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

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