Robert Andrew Van Ostenbridge

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 04/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Madison, CT
• 06/2011 → 04/2020
  Bank Of America,N.A.
  Madison, CT
• 04/2020 → 01/2024
  Triad Advisors
  Norcross, GA
• 04/2020 → Present
  Newedge Advisors
  New Orleans, LA
• 11/2023 → Present
  Lpl Financial Llc
  Madison, CT

Previous Registrations

• 2007-12-07 → 2020-04-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Guilford, CT
• 2002-09-10 → 2007-12-13
  Citigroup Global Markets Inc.
  Guilford, CT
  Guilford, CT

Other Businesses

1) 08/2023 - 108B, LLC. / Real Estate Rental / Owner / Inv. Related / 06409, CT / Start date 06/29/2023 - 1 Hrs per month - 1% Time Spent 2) 08/2023 - 108B, LLC. / Business Entity For Tax/Investment Purposes Only / Rental Condo / Non Inv. Related / Madison, CT / Start date 06/29/2023 - 1 Hrs per month - 1% Time Spent 3) 08/2023 - Sound Wealth Advisors, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) -1% Time Spent 4) 02/28/2024 - NewEdge Advisors - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s)- StarT DAte 04/24/2020 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 4/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-09-05
• S65 Uniform Investment Adviser Law Examination
  2002-09-05

Designations

• Certified Financial Planner

Other Names

• Robert Andrew Vanostenbridge