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Steven Roger Pickard

Carswell Investments, LLC

Daniel Island, SC

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Current Employers
Carswell Investments, Llc

6320 Fly Road, Suite 205, East Syracuse, NY 13057 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APP_PEND_IARCE 2026-01-07
TX RA APPROVED_RES 2012-01-10
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-07
  • TX RA
    APPROVED_RES
    Since 2012-01-10

Branch Locations

245 Seven Farms Drive, Suite 300A, Daniel Island, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carswell Investments, Llc East Syracuse NY 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-23
S66 Uniform Combined State Law Examination 2002-09-06
  • S65 Uniform Investment Adviser Law Examination
    2011-12-23
  • S66 Uniform Combined State Law Examination
    2002-09-06
Designations

View on SEC IAPD

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