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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-27
  • TX RA
    APPROVED
    Since 2012-02-27

Branch Locations

Fort Worth, TX • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Worth TX 02/2012 Present
Previous Registrations
  • 2012-01-03 → 2012-02-28
    Edi Investment Advisor Corporation
    Fort Worth, TX
    Irving, TX
  • 2009-08-24 → 2011-12-31
    Edi Investment Advisor Corporation
    Irving, TX
    Irving, TX
  • 2007-12-07 → 2009-07-13
    Ft Worth, TX
  • 2009-03-31 → 2009-07-08
    Wwk Wealth Advisors
    Fort Worth, TX
  • 2007-05-29 → 2007-12-18
    San Antonio, TX
    Arlington, TX
  • 2006-04-17 → 2007-05-29
    Citicorp Investment Services
    Irving, TX
    Arlington, TX
    Irving, TX
  • 2004-09-07 → 2005-01-04
    Chase Investment Services Corp.
    New York, NY
Other Businesses

1. 2/16/2012: EA Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 2. 4/23/2012: EA Wealth Management - Non-Variable Insurance - INV REL - At Reported Business Location(s) - I do have an insurance license in the name of my current DBA, EA Wealth Management and would like to offer Insurance products through this DBA. My title is CEO and will offer life, health, disability and long-term care insurance. - 10% Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-25
  • S66 Uniform Combined State Law Examination
    2002-09-25
Designations

View on SEC IAPD

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