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B. Riley Wealth Advisors, Inc. CRD 115927
$4.21B regulatory AUM 40 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 04/2016 | 08/2020 |
| Stifel Nicolaus & Co Inc | Dallas | TX | 08/2020 | 03/2023 |
| B. Riley Wealth Management | Memphis | TN | 05/2023 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 05/2023 | Present |
Eisenhauer Wealth Management; Investment related; 4713 W. Lovers Lane, Suite 101, Dallas, TX 75209; Marketing name for financial securities business conducted through B. Riley Wealth Management; start date 10/2024; 40 hours/ week devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-29 |
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