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Nora Christova Brazier

B. Riley Wealth Advisors, Inc.

Allen, TX

CRD 4556402

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Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-15
  • TX RA
    APPROVED
    Since 2023-05-15

Branch Locations

Allen, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 04/2016 08/2020
Stifel Nicolaus & Co Inc Dallas TX 08/2020 03/2023
B. Riley Wealth Management Memphis TN 05/2023 Present
B. Riley Wealth Advisors Memphis TN 05/2023 Present
  • 04/2016 → 08/2020
    Dallas, TX
  • 08/2020 → 03/2023
    Stifel Nicolaus & Co Inc
    Dallas, TX
  • 05/2023 → Present
    B. Riley Wealth Management
    Memphis, TN
  • 05/2023 → Present
    B. Riley Wealth Advisors
    Memphis, TN
Previous Registrations
Other Businesses

Eisenhauer Wealth Management; Investment related; 4713 W. Lovers Lane, Suite 101, Dallas, TX 75209; Marketing name for financial securities business conducted through B. Riley Wealth Management; start date 10/2024; 40 hours/ week devoted during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-29
S63 Uniform Securities Agent State Law Examination 2005-03-29
  • S66 Uniform Combined State Law Examination
    2016-09-29
  • S63 Uniform Securities Agent State Law Examination
    2005-03-29
Other Names
  • Nora Christova Dawson
  • Nora Christova Dawson
  • Nora Christova Stojanova

View on SEC IAPD

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