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Douglas Merle Dirks

Bearing Point Capital

Bloomington, MN

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Current Employers
Bearing Point Capital

2 Meridian Crossings Suite 320, Richfield, MN 55423 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-02
  • MN RA
    APPROVED
    Since 2024-08-02

Branch Locations

3800 American Blvd. West Suite 935, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Edina MN 12/2000 01/2018
Wells Fargo Advisors Llc Bloomington MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 01/2018
Morgan Stanley Bloomington MN 02/2018 08/2024
Morgan Stanley Private Bank, N.A. New York NY 02/2018 08/2024
Bearing Point Capital Bloomington MN 08/2024 Present
Morgan Stanley Private Bank, N.A New York NY 02/2018 Present
  • 12/2000 → 01/2018
    Wells Fargo Bank
    Edina, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Bloomington, MN
  • 11/2016 → 01/2018
    Wells Fargo Clearing Services, Llc
    Bloomington, MN
  • 02/2018 → 08/2024
    Morgan Stanley
    Bloomington, MN
  • 02/2018 → 08/2024
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2024 → Present
    Bearing Point Capital
    Bloomington, MN
  • 02/2018 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2018-02-26 → 2024-08-13
    Morgan Stanley
    Minneapolis, MN
    Bloomington, MN
  • 2011-01-03 → 2018-01-31
    Wells Fargo Clearing Services, Llc
    Wayzata, MN
    Minneapolis, MN
    Bloomington, MN
    Minneapolis, MN
  • 2005-01-24 → 2011-01-03
    Wells Fargo Investments, Llc
    Edina, MN
    Bloomington, MN
    Bloomington, MN
    Bloomington, MN
    Bloomington, MN
    Bloomington, MN
    Bloomington, MN
    Bloomington, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1999-12-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1999-12-08

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
UBS FINANCIAL SERVICES INC.
ELEVATION POINT WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.

Other Investors

CARL ROBERT LYMANGOOD
CAMIE MOEN QUIGLEY
DEANNA KAY RENS
BIXBY TYLER GILBERTSON
CADE JOHNSON
THOMAS HARWELL JENKINS
BREANNA RUTH JENSEN
BRIDGET ELLEN WILTSE

Other Offices

PETROS FAMILY WEALTH, LLC · BLOOMINGTON, MN
JNBA FINANCIAL ADVISORS, LLC · BLOOMINGTON, MN
DEVENIR INVESTMENT ADVISORS, LLC · BLOOMINGTON, MN
REDHAWK WEALTH ADVISORS, INC. · MINNEAPOLIS, MN
WELLS FARGO CLEARING SERVICES, LLC · BLOOMINGTON, MN
UBS FINANCIAL SERVICES INC. · BLOOMINGTON, MN
ELEVATION POINT WEALTH PARTNERS, LLC · Minneapolis, MN
OSAIC WEALTH, INC. · BLOOMINGTON, MN

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