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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-15 |
| IA | RA | APPROVED | 2002-08-22 |
Branch Locations
1220 Ne Station Xing Ste 202, Grimes, IA 50111 • United States
Norwalk, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clive | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Grimes | IA | 03/2020 | Present |
Business Ownership; South Dakota Pheasant Ventures, LLC; Help Guide Pheasant Hunts and rental of lodge; Hunting Guide and rental of lodge; 5970 Ford Trail, , Norwalk, IA, 50211; Not Investment-Related; 10/01/2019; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Norwalk Naturals Athletic Club; Treasurer; 311 N Blue Heron Cir, , Cumming, IA, 50061; Not Investment-Related; 12/20/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-21 |
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