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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-07 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-08-05 |
Branch Locations
Arrowhead Park 597 W. Dussel Dr., Maumee, OH 43537 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2016 | 07/2019 |
| Huntington Investment Company | Toledo | OH | 07/2019 | Present |
| Ameriprise Financial Services, Llc | Maumee | OH | 06/2026 | Present |
COVENTRY RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2013 ADDRESS: 2121 Coventry Rd, Cleveland Heights OH 44118, United States DESCRIPTION: I am the owner of a Two-family rental property in Cleveland Heights, OH. PIKE DELTA YORK HIGH SCHOOL POSITION: Assistant Football Coach NATURE: Sports and Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 605 TAYLOR ST, DELTA OH 43515, United States DESCRIPTION: Assistant Football coach within the athletic department atPDY Local Schools.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-30 |
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