Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2020-06-12 |
Branch Locations
280 Congress St Suite 1300, Boston, MA 02210 • United States
Larkspur, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Corte Madera | CA | 01/2020 | Present |
| Mml Investors Services, Llc | Corte Madera | CA | 02/2020 | Present |
| Bny Mellon | Boston | MA | 03/2010 | 01/2020 |
NAME: HIGHLAND PEAK WEALTH, INC. INV REL: N ADD: 280 CONGRESS ST, STE 1300, BOSTON, MA 02210 NATURE: PERSONAL INC. FOR MMLIS BUSINESS POSITION: MANAGING PARTNER START DATE: 02/01/2024 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40 DESCRIBE DUTIES: THIS IS THE DBA OF OUR MMLIS BUSINESS ADVISORY BUSINESS. WE WORK WITH CLIENTS TO MANAGE THEIR INVESTMENTS PORTFOLIO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-02 |
Reach out to this advisor