William Snuggerud

Current Employers

Employment History

• 02/2016 → Present
  Lpl Financial, Llc
  Plymouth, CA
• 02/2016 → Present
  Investors Financial Group, Llc
  Plymouth, MN
• 03/2022 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-02-09 → 2022-07-25
  Investors Financial Group
  Plymouth, MN
• 2014-02-03 → 2016-02-16
  Ubs Financial Services Inc.
  Wayzata, MN
  Wayzata, MN

Other Businesses

1. 4/8/2016: Investors Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 02/05/2016 - Time Spent 100% - IAR for RIA. 2. 4/8/2016: Investors Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/05/2016 - 160 Hours Per Month - Time Spent 100%. 3. 07/30/2019 - Investors Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/05/2016 - 160 Hours Per Month/0 Hours During Securities Trading. 4. 03/30/2022 - Private Advisor Group - DBA: (Hybrid) Investors Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/18/2022 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/30/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1999-11-23

Other Names

• William Anthony Snuggerud