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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2010-01-01 |
Branch Locations
Zonamerica Ruta 8, Km 17,500 Edificio @ 1, Office 301, Cp 91600, Montevideo • Uruguay
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
100 South East 2Nd Street 25Th Floor, Miami, FL 33131 • United States
100 South East Second Street 27Th Floor, Miami, FL 33131 • United States
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs International Inc. | Maimi | FL | 04/2006 | Present |
| Ubs Financial Services Inc. | Miami | FL | 01/2010 | Present |
GOT 2 GO, LLC / CORAL GABLES, FL 33134 / PERSONAL LLC, ONLY ASSET A MOTOR BOAT / HOLDS A MOTOR BOAT, NOT FOR FINANCIAL INVESTMENTS / PARTNER / START DATE 06/15/2007. 2)CATENA MIAMI LLC / 2002 FERDINAND ST CORAL GABLES,FL 33134 / COMPANY/ REAL ESTATE / RENTAL REAL ESTATE / MEMBER OF BOARD OF DIRECTORS / / RENTAL PROPERTY / START DATE 5/15/2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-01 |
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