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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| CA | RA | APPROVED | 2025-02-03 |
Branch Locations
949 S Coast Dr, Ste. 555, Costa Mesa, CA 92626 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usa Financial Securities | Ada | MI | 10/2015 | 01/2025 |
| Sterling Wealth Partners | Tustin | CA | 05/2016 | Present |
| Commonwealth Financial Network | Waltham | MA | 02/2025 | Present |
1. Owner, Sterling Wealth Partners LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 05/01/2016; 1% of time spent during business hours; Conducted at branch; Investment related. 2. Owner, Scot Strategy, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 08/01/2014; 99% of time spent during business hours; Conducted at branch; Investment related. 3.Fixed insurance sales; as of 10/07/2024; 2% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-25 |
| S66 | Uniform Combined State Law Examination | 2004-11-10 |
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