Richard Kent Mcgaughy

Current Employers

Cpmg, Inc.

4215 West Lovers Lane Suite 100, Dallas, TX 75209 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2004-10-05

TX RA
APPROVED

Since 2004-10-05

Branch Locations

2000 Mckinney Ave Suite 2125, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cpmg, Inc.	Dallas	TX	04/2004	Present
Cardinal Public Market Group, L.P.	Dallas	TX	06/2004	Present

04/2004 → Present

Cpmg, Inc.

Dallas, TX
06/2004 → Present

Cardinal Public Market Group, L.P.

Dallas, TX

Previous Registrations

2004-10-05 → 2006-06-21

Cardinal Public Market Group, L.P.

Dallas, TX
2002-06-27 → 2006-05-08

Cardinal Trading

Dallas, TX

Other Businesses

ARCADIA EXPLORATION AND PRODUCTION COMPANY,3838 OAK LAWN AVENUE, STE. 650, DALLAS, TEXAS 75219, NON INVESTMENT RELATED, DIRECTOR FROM 1999-PRESENT, 30 MIN./WEEK, NO HOURS DURING SECURITIES TRADING, INVOLVED IN OIL & GAS EXPLORATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-11-05

S65 Uniform Investment Adviser Law Examination

2001-11-05

View on SEC IAPD

Current Employers

Cpmg, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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