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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-05-25
  • PA RA
    APPROVED
    Since 2017-05-25

Branch Locations

100 N 18Th St 22Nd Fl Two Logan Square, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Philadelphia PA 06/2009 05/2017
Wells Fargo Clearing Services Llc Philadelphia PA 05/2017 Present
Previous Registrations
  • 2013-06-25 → 2017-06-01
    West Conshohocken, PA
    Philadelphia, PA
    Philadelphia, PA
Other Businesses

DEMOCRATIC PARTY OF PHILADELPHIA 30TH WARD; NOT INV. RELATED; PHILADELPHIA, PA; COMMITTEEMAN; START 5/2017; 2 HRS DURING BUSINESS HOURS; 0 HOURS DURING TRADING; DUTIES: PROVIDING INFORMATION ON CANDIDATES RUNNING FOR OFFICE, MEETING WITH CANDIDATES AND MAKE RECOMMENDATIONS TO VOTERS, EDUCATING VOTERS ABOUT DEMOCRATIC CANDIDATES FOR ELECTION, ENCOURAGING VOTERS TO VOTE ON ELECTION DAYS AND PROVIDING ASSISTANCE TO GET TO THE POLLING PLACE IF NEEDED. JEWISH FAMILY AND CHILDREN'S SERVICE, INVT RELATED, PHILADELPHIA, PA, FINANCE COMMITTEE MEMBER, START 9/1/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEWING FINANCIALS TO PRESENT TO BOARD. TSALACH LLC, INV RELATED, PHILADELPHIA, PA, 50% OWNERSHIP, START DATE: 9/1/23, 1 HR PER MONTH, 0 HRS DURING TRADING, INVESTOR, HORIZONTAL DRILL. PRECISION DRILLING LLC; NOT INV. RELATED; LAVEEN, AZ; 40% OWNERSHIP; TELECOMMUNICATIONS OSP; START DATE 2/19/2024; 10 HOURS PER MONTH; 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-23
  • S66 Uniform Combined State Law Examination
    2002-10-23

View on SEC IAPD

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