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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2013-09-18
  • IN RA
    APPROVED
    Since 2013-09-18

Branch Locations

Greenwood, IN • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners Davenport IA 09/2013 Present
  • 09/2013 → Present
    Ausdal Financial Partners
    Davenport, IA
Previous Registrations
  • 2012-10-05 → 2013-12-03
    Imbb Investment Advisors
    Indianapolis, IN
  • 2011-06-27 → 2012-10-05
    Indianapolis, IN
    Beech Grove, IN
    Indianapolis, IN
    Camby, IN
    Greenwood, IN
    Avon, IN
    Clermont, IN
    Danville, IN
    Beech Grove, IN
    Indianapolis, IN
    Franklin, IN
    Greenwood, IN
    Greenwood, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Brownsburg, IN
    Indianapolis, IN
    Plainfield, IN
    Indianapolis, IN
    Beech Grove, IN
    Carmel, IN
  • 2002-08-29 → 2002-12-11
    Indianapolis, IN
Other Businesses

1)INSURANCE SILVER BIRCH CAPITAL;INVESTMENT RELATED; GREENWOOD, IN; AGENT SINCE 1/2015. I DEVOTE APPX 1 HOUR PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS; COMPENSATION IS COMMISSION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-25
S66 Uniform Combined State Law Examination 2002-08-05
  • S65 Uniform Investment Adviser Law Examination
    2011-06-25
  • S66 Uniform Combined State Law Examination
    2002-08-05

View on SEC IAPD

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