Brandon D. Brown

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-26
GA	RA	APPROVED	2014-01-24

TX RA
APPROVED_RES

Since 2014-02-26
GA RA
APPROVED

Since 2014-01-24

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Atlanta	GA	01/2014	Present

01/2014 → Present

Ubs Financial Services Inc

Atlanta, GA

Previous Registrations

2009-06-01 → 2014-01-22

Morgan Stanley

Atlanta, GA

Atlanta, GA
2005-08-30 → 2009-06-01

Citigroup Global Markets Inc.

Atlanta, GA

Atlanta, GA
2004-10-08 → 2005-08-18

Morgan Stanley Dw Inc.

Alpharetta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-10

S66 Uniform Combined State Law Examination

2004-09-10

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

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