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Brian David Rybicki

LPl Financial LLC

Newburyport, MA

CRD 4554849

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-05-21
MA RA APPROVED 2007-12-17
  • GA RA
    APPROVED
    Since 2018-05-21
  • MA RA
    APPROVED
    Since 2007-12-17

Branch Locations

Newburyport, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Newburyport MA 11/2007 Present
  • 11/2007 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Newburyport, MA
Other Businesses

1. 4/26/2012 - Rybicki & Pearson Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/14/2021 - RP Wealth Properties, LLC - Investment Related - Newburyport, MA 01950 - Real Estate Rental - Co-Owner - Start Date: 4/30/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Commercial Office Rental.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-17
  • S66 Uniform Combined State Law Examination
    2002-07-17
Designations
  • Certified Financial Planner

View on SEC IAPD

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