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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-05-21 |
| MA | RA | APPROVED | 2007-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Newburyport | MA | 11/2007 | Present |
1. 4/26/2012 - Rybicki & Pearson Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/14/2021 - RP Wealth Properties, LLC - Investment Related - Newburyport, MA 01950 - Real Estate Rental - Co-Owner - Start Date: 4/30/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Commercial Office Rental.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-17 |
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