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Charles William Beech

Spc

Ann Arbor, MI

Highland Park, IL

CRD 4554680

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Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-06-13
  • IL RA
    APPROVED
    Since 2006-06-13

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Highland Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 06/2006 Present
Spc Ann Arbor MI 06/2006 Present
  • 06/2006 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 06/2006 → Present
    Spc
    Ann Arbor, MI
Previous Registrations
  • 2005-02-08 → 2006-06-05
    Morgan Stanley Dw Inc.
    Riverwoods, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-19
  • S66 Uniform Combined State Law Examination
    2002-07-19
Other Names
  • Chuck Beech
  • Charles William Beech
  • Charles William Beech
  • Charles William Beech
  • Charles William Beech

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST HEARTLAND CONSULTANTS, INC.

Nearby Investors

WILLIAM ROBERT ELGER
JOHN ALEXANDER MCCLELLAN
JEFFREY STEPHEN SELF

Nearby Offices

SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI

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