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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-26 |
| TX | RA | APPROVED_RES | 2018-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Fresno | CA | 02/2007 | 11/2017 |
| Lpl Financial Llc | Clovis | CA | 11/2017 | Present |
1. 3/8/2018 - FULL ARMOR INVESTMENT MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date June 2014. 2. 7/23/2018 - Investment Center Advisor Group OSJ - Investment Related - At Reported Business Location(s) - For-Profit Board Member - Started 04/26/2018 - 5 Hours Per Month/0 Hours During Securities Trading. 3. 11/1/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/29/2017. 4. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - Time Spent 1%. 5. 08/14/2023 - Lockton Affinity, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 04/03/2023 - 5 Hours Per Month/2 Hours During Securities Trading 6. 04/26/2024 - Fresno Christian Schools - Outside/W-2 Employment - Assistant Track Coach - Not Investment Related - 7280 N. Cedar Ave, Fresno, CA 93720 - Start Date 02/12/2024 - 30 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-25 |
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