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Diane Marie Aurelio

Transamerica Retirement Advisors, LLC

Bay Terrace, NY

CRD 4554556

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-09
  • NY RA
    APPROVED
    Since 2022-11-09

Branch Locations

Bay Terrace, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions New York NY 02/2014 Present
Transamerica Investors Securities Corporation New York NY 03/2014 Present
  • 02/2014 → Present
    Transamerica Retirement Solutions
    New York, NY
  • 03/2014 → Present
    Transamerica Investors Securities Corporation
    New York, NY
Previous Registrations
  • 2013-08-29 → 2013-12-05
    J P Turner & Company Capital Management, Llc
    Syosset, NY
  • 2006-02-10 → 2006-02-24
    Morgan Stanley Dw Inc.
    Great Neck, NY
    Great Neck, NY
  • 2004-03-12 → 2004-10-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-19
  • S66 Uniform Combined State Law Examination
    2003-02-19
Designations
  • Certified Financial Planner

View on SEC IAPD

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