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1703 Monroe Avenue, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-04 |
| MI | RA | APPROVED | 2024-10-21 |
| NY | RA | APPROVED | 2021-05-10 |
Branch Locations
1703 Monroe Avenue, Rochester, NY 14618-1487 • UNITED STATES
212 East Main Street, Batavia, NY 14020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | Rochester | NY | 11/2011 | 12/2016 |
| Brighton Securities Corp. | Rochester | NY | 01/2017 | 09/2018 |
| Brighton Securities. Corp | Rochester | NY | 09/2018 | Present |
Albion Joint Fire District; 108 North Platt Street Albion, NY 14411; Treasurer for fire department responsible for managing the taxes collected; OBA activity date: 8/13/24; Non investment or securities related; No compensation currently; 1-2 hours a week; Not an investment client Tax referral fee from Brighton Securities Tax and Accounting an affiliate of Brighton Securities Corp. spends less than 1 hour per week, started in 12/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-14 |
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